NZSX and NZDX Listing Rules Archive

15 January 2024

• NZX Listing Rules - (15 January 2024)

1 April 2023

• NZX Listing Rules (1 April 2023)

17 June 2022

• NZX Listing Rules (17 June 2022)
• Appendix 1 - NZX Corporate Governance Code (17 June 2022)
• Appendix 2 - Results Announcement (17 June 2022)
• Appendix 3 - Takeover Provisions (17 June 2022)
• Appendix 4 - Mining Issuer Disclosure (17 June 2022)

10 December 2020

• NZX Listing Rules (10 December 2020)

3 November 2020

• NZX Listing Rules (3 November 2020)

1 January 2020

• NZX Listing Rules (1 January 2020)

1 January 2019

• NZX Listing Rules (1 January 2019)

1 October 2017

• Main Board / Debt Market Listing Rules (1 October 2017)
• Main Board/Debt Market Listing Rules Appendices (1 October 2017)

22 May 2017

• Main Board / Debt Market Listing Rules (22 May 2017)
• Main Board/Debt Market Listing Rules Appendices (22 May 2017)

7 March 2016

• Main Board / Debt Market Listing Rules (7 March 2016)
• Main Board / Debt Market Listing Appendices (7 March 2016)

16 April 2015

• Main Board / Debt Market Listing Rules (16 April 2015)
• Main Board / Debt Market Listing Appendices (16 April 2015)

27 November 2014

• Main Board / Debt Market Listing Rules (27 November 2014)
• Main Board / Debt Market Listing Appendices (27 November 2014)

30 October 2013

• Main Board / Debt Market Listing Rules (30 Oct 2013)
• Main Board / Debt Market Listing Rules (30 Oct 2013)

5 October 2012

• NZSX / NZDX Listing Rules
• Appendices

6 August 2010

• NZSX / NZDX Listing Rules
• Appendices

Pre - 3 April 2009

• Foreword
• Interpretation, Rulings, Waivers
• Compliance and Enforcement
• Constitutions, Trust Deeds and Directors
• Takeover Provisions for Issuers
• Listing and Quotation
• Requirements for Documents
• Issues and Buy Backs of Securities
• Voting Rights and Rights of Equity Securities
• Transactions with Related Parties
• Disclosure and Information
• Transfers and Statements

Appendices (Pre - 3 April 2009)

• Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Effective from 1 July 2006
• Appendix 1 - Prescribed Disclosure under Appendix 1 - Effective 1 July 2006
• Appendix 2 - Minimum Holdings
• Appendix 3 - Special Division of NZX Discipline
• Appendix 4 - New Zealand Stock Exchange Listing Fees
• Appendix 5 - Provisions of Rules Excluded if equity securities not quoted
• Appendix 6 - Provisions required to be contained in or incorporated by reference in an Issuer's constitution
• Appendix 7 - Notice of Event Affecting Securities
• Appendix 8 - Timing of Event Affecting Securities
• Appendix 9 - Policy Statements
• Appendix 10 - Provisions for Unit Trusts
• Appendix 11 - Quarterly Report of Consolidated Cash Flow
• Appendix 12 - Australasian Code for Reporting of Mineral Resources and Ore Reserves (The JORC Code)
• Appendix 13 - Requirements for the Listing of Equity Warrants
• Appendix 14 - Rules Not Applicable to Equity Warrants
• Appendix 15 - Rules not applicable to NCM Issuers
• Appendix 16 - Corporate Governance Best Practice Code
• Appendix 17 - Provision of Rules excluded for Dual Listed Issuers

Pre - May 2006

• Foreword
• Interpretation, Rulings, Waivers
• Compliance and Enforcement
• Constitutions, Trust Deeds and Directors
• Takeover Provisions for Issuers
• Listing and Quotation
• Requirements for Documents
• Issues and Buybacks of Securities
• Voting Rights and Rights of Equity Securities
• Transactions with Related Parties (Pre - July 2007)
• Disclosure and Information
• Transfers and Statements

Appendices

• Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Up to 30 June 2006
• Appendix 1 - Preliminary Half Year/Full Year Report Announcement - Effective from 1 July 2006
• Appendix 1 - Prescribed Disclosure under Appendix 1 - Effective 1 July 2006
• Appendix 3 - Special Division of NZX Discipline
• Appendix 4 - New Zealand Stock Exchange Listing Fees
• Appendix 5 - Provisions of Rules Excluded if equity securities not quoted
• Appendix 6 - Provisions required to be contained in or incorporated by reference in an Issuer's constitution
• Appendix 7 - Notice of Event Affecting Securities
• Appendix 8 - Timing of Events Affecting Securities
• Appendix 9 - Policy statements
• Appendix 10 - Provisions for Unit Trusts
• Appendix 11 - Quarterly Report of Consolidated Cash Flows
• Appendix 12 - Australasian Code for Reporting of Mineral Resources and Ore Reserves (The JORC Code)
• Appendix 13 - Requirements for the Listing of Equity Warrants
• Appendix 14 - Rules Not Applicable to Equity Warrants
• Appendix 15 - Rules not applicable to NCM Issuers
• Appendix 16 - Corporate Governance Best Practice Code
• Appendix 17 - Provision of Rules excluded for Dual Listed Issuers