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Derivatives Market Rules
This page includes links to the rules that apply to Market Participants operating in the NZX Derivatives Market.
Current Rules
Appendices
- Appendix Five Part A - Quarterly Internal Control Checklist
- Appendix Five Part B - Monthly Internal Control Checklist
Application Checklists
- Derivatives Advising Participant Accreditation Application Information
- Derivatives Trading and Advising Participant Accreditation Application Information
- Designated Market Maker - Accreditation Application Information
- DMA Participant & System Application Information
Application Forms
- Form 1 - Derivatives Market Participant Application
- Form 2 - Responsible Executive Application
- Form 3 - Director or Partner Undertaking
- Form 4 - Compliance Manager Undertaking
- Form 5 - Dealer Application
- Form 6 - Dealer Resignation
- Form 7 - NZX Derivatives Adviser Application
- Form 8 - DMA Application
- Form 9 - Market Maker Application