Upcoming Rules & Guidance Changes

Should you wish to receive updates on policy related matters, please email us at policy@nzx.com with your request to be added to our mailing list.

Quarterly Internal Control Checklist to NZX Derivatives Market Procedures

NZX provides Notice that it has amended the Quarterly Internal Control Checklist in Appendix Five - Part A to the NZX Derivatives Market Procedures (Appendix Five - Part A) to remove an outdated reference to the NZX Derivatives Market Rules. A mark-up of the amended Appendix Five - Part A is available below:

• Appendix Five - Part A - Quarterly Internal Control Checklist

This change will become effective on Friday 12 June 2026.

NZX Adviser Designation Guidance Note

NZX has made amendments to the education and experience eligibility requirements in the NZX Adviser Designation Guidance Note (Guidance Note). A mark-up of the amended Guidance Note is available below:

• NZX Adviser Designation Guidance Note

These changes will become effective on Friday 29 May 2026.